Glossary

P214 Issue Relating to Funds Administration

Formal title: Issue Relating to Funds Administration

Current Status

Submission
Initial Written Assessment
Assessment Procedure
Report Phase
With Authority
Awaiting Implementation
Implemented

Summary

This Modification Proposal seeks to amend the current provisions for the Funds Administration process by: 1. Introducing electronic delivery of Advice/ Confirmation Notes; 2. Combining the amounts from Trading Charges and each Default Charge onto one daily Advice Note; 3. Introducing thresholds below which an Advice Note would not be produced; and 4. Amending the Balancing and Settlement Code (BSC) to bring it in line with modern banking practices. These are some of the approaches that were proposed by the BSC Review 2006/7 ‘Funds Administration process’, and discussed further by the Issue 27 (BSC Review) Group.

Progression

BSC Panel’s recommendation was that the Proposed Modification should be made. The Authority approved the Proposed Modification on 24 January 2008. P214 was implemented as part of the November 2008 BSC Systems Release on 6 November 2008.

My BSC

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